Small-cap stocks on November 4, 2026: gappers, halts and filings
On November 4, 2026, these are the small-cap stocks that moved, read from the same data the replay plays: the pre-market gappers, the day's gainers, intraday runners, losers and fades, the after-hours movers, every halt, and the offerings and splits filed or in effect. A day's high runs from 4 a.m., pre-market included, to the 4 p.m. close. The biggest gapper was DKI, up 53.3% at the open.
Pre-market gappers
The small caps up the most before the bell: picked at 9:30 a.m. ET by their price then against the previous close, shown by their gap at the open, the official opening trade against the previous close.
The small-cap rule: price from 2 to 20 dollars, gapped up 10% or more before the open, relative volume 5× or more, float under 20 million shares.
| Symbol | Gap at the open | Open | Previous close | High, 4 a.m. to 4 p.m. | Volume, 4 a.m. to 4 p.m. | Relative volume by 8 p.m. | Float |
|---|---|---|---|---|---|---|---|
| DKI why it ran | +53.3% | $2.30 | $1.50 | $2.91 | 23.86 million | 22.7× | not available |
| FTCI why it ran | +44.1% | $2.09 | $1.45 | $2.23 | 34.77 million | 371.7× | 14.14 million |
| AIOK why it ran | +19.8% | $11.97 | $9.99 | $14.04 | 3.18 million | 1.2× | 976,231 |
| CHSN why it ran | +16.6% | $3.93 | $3.37 | $5.00 | 23.27 million | 6.8× | 7.32 million |
Play the moment: FTCI at 9:21 a.m. ET
The real Level 2, time and sales and chart from 9:18 a.m. to 9:30 a.m. ET, from the same feed the replay plays. It stops at 9:21 a.m. and asks what you would do, then plays on.
Gainers
The small caps up the most from the previous close at 4:00 p.m. ET, the close.
The small-cap rule: price from 2 to 20 dollars, up 10% or more on the day, relative volume 5× or more, float under 20 million shares.
| Symbol | Change at 4 p.m. | Close, 4 p.m. | Previous close | Volume, 4 a.m. to 4 p.m. | Relative volume by 8 p.m. | Float |
|---|---|---|---|---|---|---|
| OMH why it ran | +423.6% | $15.29 | $2.92 | 35.58 million | 1100.7× | 5.11 million |
| DKI why it ran | +40.7% | $2.11 | $1.50 | 23.86 million | 22.7× | not available |
| STEM why it ran | +20.7% | $2.86 | $2.37 | 792,039 | 9.5× | 9.15 million |
| PSHG why it ran | +13.8% | $2.10 | $1.85 | 494,715 | 15.5× | 12.43 million |
Intraday runners
The small caps whose high from 4:00 a.m. to 8:00 p.m. ET, pre-market and after hours included, was the furthest above the previous close, wherever they finished: a stock that spiked before the bell, during the day or after the close and gave it back is here.
The small-cap rule: the high priced from 2 to 20 dollars, a high 10% or more above the previous close, held by at least 3 one-minute bars that closed at or above that level on 100 shares or more, relative volume 5× or more, float under 20 million shares.
Or in play: up 30% or more at any moment on $3 million or more really traded, whatever its price, relative volume or float, its high at $1 or more.
| Symbol | Previous close | High, 4 a.m. to 4 p.m. | After-hours high, 4 p.m. to 8 p.m. | Close, 4 p.m. | Volume, 4 a.m. to 4 p.m. | Relative volume by 8 p.m. | Float |
|---|---|---|---|---|---|---|---|
| OMH why it ran | $2.92 | $18.23 | $18.88 | $15.29 | 35.58 million | 1100.7× | 5.11 million |
| CRIS why it ran | $0.7139 | $2.03 | $1.19 | $1.14 | 68.37 million | 65.4× | 6.58 million |
| DKI why it ran | $1.50 | $2.91 | $2.30 | $2.11 | 23.86 million | 22.7× | not available |
| JLHL why it ran | $6.61 | $7.47 | $11.91 | $7.13 | 79,868 | 21.8× | 2.20 million |
| PMAX why it ran | $0.675 | $1.09 | $1.21 | $1.05 | 3.02 million | 17.1× | 1.31 million |
| CMTG why it ran | $1.11 | $1.95 | $1.95 | $1.85 | 9.26 million | 24.2× | 136.42 million |
| ALIT why it ran | $10.12 | $16.77 | $14.75 | $12.70 | 2.39 million | 7.9× | 25.30 million |
| AEHL why it ran | $6.64 | $6.87 | $10.73 | $6.20 | 23,926 | 1.2× | 16.41 million |
| LYEL why it ran | $10.77 | $16.71 | $16.08 | $15.47 | 425,377 | 4.5× | 24.27 million |
| FTCI why it ran | $1.45 | $2.23 | $1.54 | $1.39 | 34.77 million | 371.7× | 14.14 million |
| CRCT why it ran | $5.97 | $9.10 | $9.08 | $8.89 | 3.62 million | 9.3× | 46.77 million |
| CHSN why it ran | $3.37 | $5.00 | $3.38 | $3.34 | 23.27 million | 6.8× | 7.32 million |
| VRAX why it ran | $1.07 | $1.57 | $1.58 | $1.18 | 3.24 million | 279.4× | 1.32 million |
| WORX why it ran | $1.43 | $2.05 | $1.57 | $1.54 | 2.09 million | 0.4× | 1.39 million |
| VCIG why it ran | $5.69 | $8.01 | $5.74 | $5.39 | 937,555 | 1.9× | 11,723 |
| AIOK why it ran | $9.99 | $14.04 | $12.27 | $11.18 | 3.18 million | 1.2× | 976,231 |
| STEM why it ran | $2.37 | $3.28 | $2.95 | $2.86 | 792,039 | 9.5× | 9.15 million |
| ANGI why it ran | $5.64 | $7.63 | $6.95 | $6.82 | 1.88 million | 4.1× | 39.60 million |
Losers
Fewer than three small caps met the rule at 4:00 p.m. ET, so there is no list.
The small-cap rule: price from 2 to 20 dollars, down 10% or more on the day, relative volume 5× or more, float under 20 million shares.
Fades
Fewer than three small caps met the rule at 4:00 p.m. ET, so there is no list.
The small-cap rule: price from 2 to 20 dollars, gapped up 10% or more and closed 10% or more below the open, relative volume 5× or more, float under 20 million shares.
After hours
Fewer than three small caps met the rule at 8:00 p.m. ET, so there is no list.
The small-cap rule: price from 2 to 20 dollars, moved 10% or more after the close, relative volume 5× or more, float under 20 million shares.
Why they ran
The stocks we wrote up for this day, each with its gap, float, halts, the news before the move and a chart.
Halts
Every trading halt in the exchange's feed that day, in New York time: the small caps in the lists above first, then every other stock. See LULD halts.
| Halted | Symbol | Resumed | Length | Reason in the feed |
|---|---|---|---|---|
| 9:34 a.m. | CRIS | 9:39 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:35 a.m. | VCIG | 9:40 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:35 a.m. | CHSN | 9:40 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:42 a.m. | OMH | 9:47 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:44 a.m. | CHSN | 9:54 a.m. | 10 min 0 s | LULD pause (limit up-limit down) |
| 9:45 a.m. | CRIS | 9:50 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:50 a.m. | CRIS | 9:55 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:51 a.m. | OMH | 10:01 a.m. | 10 min 0 s | LULD pause (limit up-limit down) |
| 9:55 a.m. | CHSN | 10:00 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 10:03 a.m. | CHSN | 10:08 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 10:30 a.m. | CHSN | 10:35 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 11:50 a.m. | OMH | 12:00 p.m. | 10 min 1 s | LULD pause (limit up-limit down) |
| 12:12 p.m. | OMH | 12:17 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 12:50 p.m. | OMH | 12:55 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 12:55 p.m. | CHSN | 1:00 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 1:01 p.m. | CHSN | 1:11 p.m. | 10 min 0 s | LULD pause (limit up-limit down) |
| 1:16 p.m. | CHSN | 1:21 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 1:22 p.m. | CHSN | 1:27 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 1:28 p.m. | CHSN | 1:33 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 1:33 p.m. | CHSN | 1:47 p.m. | 14 min 25 s | LULD pause (limit up-limit down) |
| 2:38 p.m. | CHSN | 2:43 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 2:44 p.m. | CHSN | 2:49 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 2:52 p.m. | CHSN | 2:57 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 2:58 p.m. | CHSN | 3:03 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 3:06 p.m. | CHSN | 3:11 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 3:12 p.m. | CHSN | 3:17 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 3:21 p.m. | OMH | 3:26 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 3:27 p.m. | OMH | 3:32 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
Every other halt that day: 32
| Halted | Symbol | Resumed | Length | Reason in the feed |
|---|---|---|---|---|
| 6:55 a.m. | SHLS | 7:30 a.m. | 35 min 1 s | News pending |
| 6:55 a.m. | ARRY | 7:30 a.m. | 35 min 2 s | News pending |
| 9:30 a.m. | CRAM | 9:35 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:30 a.m. | BRKRP | 9:35 a.m. | 5 min 1 s | LULD pause (limit up-limit down) |
| 9:31 a.m. | SRTS | 9:36 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:33 a.m. | INIO | 9:38 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:33 a.m. | AMBO | 9:43 a.m. | 10 min 0 s | LULD pause (limit up-limit down) |
| 9:35 a.m. | VRC | 9:40 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:37 a.m. | SRTS | 9:49 a.m. | 12 min 33 s | LULD pause (limit up-limit down) |
| 9:38 a.m. | MF | 9:43 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:39 a.m. | LEN.B | 9:44 a.m. | 5 min 4 s | LULD pause (limit up-limit down) |
| 9:41 a.m. | VOXP | 9:46 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:50 a.m. | SRTS | 9:55 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 9:55 a.m. | LUD | 10:05 a.m. | 10 min 0 s | LULD pause (limit up-limit down) |
| 10:02 a.m. | TNUK | 10:07 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 10:06 a.m. | AMTD | 10:11 a.m. | 5 min 14 s | LULD pause (limit up-limit down) |
| 10:13 a.m. | AMTD | 10:18 a.m. | 5 min 3 s | LULD pause (limit up-limit down) |
| 10:17 a.m. | CCXIU | 10:27 a.m. | 10 min 1 s | LULD pause (limit up-limit down) |
| 10:22 a.m. | HOID | 10:27 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 10:34 a.m. | FLEL | 10:39 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 11:05 a.m. | AXTC | 11:10 a.m. | 5 min 0 s | No reason given in the feed |
| 11:05 a.m. | ENTL | 11:10 a.m. | 5 min 0 s | No reason given in the feed |
| 11:21 a.m. | FVNNU | 11:26 a.m. | 5 min 3 s | LULD pause (limit up-limit down) |
| 11:24 a.m. | TPLX | 11:29 a.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 12:43 p.m. | WXM | 1:06 p.m. | 23 min 21 s | LULD pause (limit up-limit down) |
| 1:08 p.m. | WXM | 1:13 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 1:30 p.m. | PASW | 1:35 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 2:39 p.m. | PASW | 2:44 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 2:49 p.m. | PASW | 2:54 p.m. | 5 min 3 s | LULD pause (limit up-limit down) |
| 3:04 p.m. | PASW | 3:09 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 3:34 p.m. | BUUU | 3:39 p.m. | 5 min 0 s | LULD pause (limit up-limit down) |
| 3:57 p.m. | RYTM | 4:00 p.m. | 2 min 24 s | LULD pause (limit up-limit down) |
Offerings filed
Offering filings with the SEC that day, from EDGAR, in New York time: the small caps in the lists above first, then the others. See offerings.
| Filed | Symbol | Form |
|---|---|---|
| 9:02 a.m. | AIOK | F-3/A |
| 12:15 a.m. | BOLD | EFFECT |
| 12:15 a.m. | XPON | EFFECT |
| 12:15 a.m. | DCM | EFFECT |
| 12:15 a.m. | GRML | EFFECT |
| 12:15 a.m. | ZURA | EFFECT |
| 6:01 a.m. | FFTT | F-3/A |
| 6:18 a.m. | BOSC | F-3 |
| 9:38 a.m. | ADNT | 8-A12B |
| 4:02 p.m. | SWRD | 424B3 |
| 4:05 p.m. | HMH | 424B3 |
| 4:18 p.m. | RACC | 424B4 |
| 4:26 p.m. | FULC | 424B3 |
| 4:27 p.m. | DSGN | 424B5 |
| 4:35 p.m. | WBX | 424B3 |
| 4:58 p.m. | DSGN | S-3 |
| 5:07 p.m. | QNRX | 424B5 |
| 5:14 p.m. | QNRX | 424B5 |
| 5:15 p.m. | EVMN | 424B3 |
| 5:17 p.m. | FISN | S-3 |
Splits that took effect
No splits found that day.
Trade this day
Replay November 4, 2026 in Hindsight Markets: the real tape, the order book and the halts for every stock, on a clock you control, and see where your orders would have filled.